Associate Director - Compliance


On behalf of our client a globally recognized financial services organisation we are actively seeking an Associate Director to work in their Cashel Office whilst providing assistance to their Cayman based team. 

  • Review the regulatory implications of various matters and make recommendations.
  • Work with clients to ensure that appropriate regulatory processes and controls are established and documented within the areas of responsibility.
  • Take on appointments as AML Compliance Officer, MLRO and/or Deputy MLRO as required.
  • Assist in the supervision and monitoring of certain employees who act as AML Compliance Officer, MLRO and/or Deputy MLRO (with respect to performance of those roles).
  • Work closely, as required, with external solicitors in the Cayman Islands under the supervision of the MDI.
  • Manage responses to Compliance Services related questionnaires, while ensuring that the responses comply with internal and external data security protocols.  
  • Provide expert advice and assist in transformation projects and in the implementation of best practices.
  • Coordinate with internal Compliance Department and manage project tasks as appropriate as directed by the MDI.
  • Oversee the client compliance review and monitoring activities
  • Monitor the Money Laundering Reporting functions for each client.
  • Oversee the testing of client internal controls regarding AML/CFT compliance with a focus on the delegated services providers.
  • Prepare compliance reports including key findings and recommendations and present to the relevant Board of Directors.
  • Conduct periodic risk assessments and response plans.
  • Develop, organize, and/or deliver consistent compliance related training.

What you will have:

  • An internationally recognized professional qualification
  • Minimum of 7- 10 years relevant experience in compliance, financial risk or consulting roles in the financial sector.
  • Required knowledge of European AML regulatory framework.
  • Knowledge of the Cayman Islands AML regulatory framework desirable.
  • Excellent interpersonal and communication skills, both written and verbal.
  • Strong leadership skills.
  • Prior regulatory or fund administration or audit experience would be an asset.

Flexible working hours, the candidate will be required to work approx 1pm to 9.30pm at least 3 days per week.

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Rosie Dunsford

Rosie Dunsford

Recruitment Manager
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