Associate Director - Compliance

Description

On behalf of our client a globally recognized financial services organisation we are actively seeking an Associate Director to work in their Cashel Office whilst providing assistance to their Cayman based team. 
Duties; 

• Review the regulatory implications of various matters and make recommendations.
• Work with clients to ensure that appropriate regulatory processes and controls are established and documented within the areas of responsibility.
• Take on appointments as AML Compliance Officer, MLRO and/or Deputy MLRO as required.
• Assist in the supervision and monitoring of certain employees who act as AML Compliance Officer, MLRO and/or Deputy MLRO (with respect to performance of those roles).
• Work closely, as required, with external solicitors in the Cayman Islands under the supervision of the MDI.
• Manage responses to Compliance Services related questionnaires, while ensuring that the responses comply with internal and external data security protocols.  
• Provide expert advice and assist in transformation projects and in the implementation of best practices.
• Coordinate with internal Compliance Department and manage project tasks as appropriate as directed by the MDI.
• Oversee the client compliance review and monitoring activities
• Monitor the Money Laundering Reporting functions for each client.
• Oversee the testing of client internal controls regarding AML/CFT compliance with a focus on the delegated services providers.
• Prepare compliance reports including key findings and recommendations and present to the relevant Board of Directors.
• Conduct periodic risk assessments and response plans.
• Develop, organize, and/or deliver consistent compliance related training.

What you will have:

• An internationally recognized professional qualification
• Minimum of 7- 10 years relevant experience in compliance, financial risk or consulting roles in the financial sector.
• Required knowledge of European AML regulatory framework.
• Knowledge of the Cayman Islands AML regulatory framework desirable.
• Excellent interpersonal and communication skills, both written and verbal.
• Strong leadership skills.
• Prior regulatory or fund administration or audit experience would be an asset.

Flexible working hours, the candidate will be required to work approx 1pm to 9.30pm at least 3 days per week.