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Compliance Analyst, Banking


SteppingStones is working with a prominent local financial organization to secure a candidate for the role of Analyst.

The successful candidate will be responsible for monitoring a portfolio of clients and will monitor compliance with the regulatory requirements. The candidate must have effective analytical skills as they will be responsible for gathering and analyzing Quarterly Prudential Returns, financial statements, and other relevant information. Excellent written communication skills and record-keeping are required as the role includes document preparation, daily correspondence and concise minute taking. The candidate must be knowledgeable and proficient in Microsoft Excel, Word, SharePoint, and PowerPoint. A professional qualification such as CPA, ACCA, CAMS, or FRM would be considered an asset.

This would be a great role for a candidate looking to join a leading financial services organization and will include excellent benefits and a generous base salary.


  • A Bachelor’s degree- preferred degrees in Finance, Business Administration, Economics, or finance-related field
  • 2+ years relevant experience
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