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Compliance Manager

Description

SteppingStones is actively recruiting for the role of Compliance Manager to join our client’s Cashel, Tipperary based team. This is an exciting opportunity to join a highly regarded and internationally recognized professional services firm.
  
Duties;

  • Assist the Head of Compliance in carrying out the Compliance Program for two regulated entities
  • Arrange a compliance programme annually and assist junior team members in carrying out tests & drafting the relevant Board Reports
  • Set up and enable an understanding of regulated European entities authorizations & regulatory requirements
  • Communicate with group compliance external professionals and legal teams as required
  • Head up compliance lead projects when required
  • Lead annual MLRO on sites for testing & reporting on Administrator AML Procedures
  • Aid the regulated entities in ensuring reporting requirements are identified and met
  • Construct and maintain a control frameworks
  • Provide training, mentoring & management of junior team members

  
Requirements;

  • Degree in a Business-related field
  • 5+ years experience in compliance within financial services
  • Advanced experience of UCITS & AIFMD regulations
  • Knowledge of Irish and English regulatory requirements
  • Excellent communication skills, both verbal and written
  • Proficient in Microsoft Applications

  
If you would like further information on the above position, apply today for a confidential conversation.

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