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Compliance Officer


SteppingStones is working on behalf of our client to find an experienced Compliance Officer to join their team. 

Duties include but are not limited to;

  • Monitor all transactions and activity 
  • Ensure statutory reporting requirements are met 
  • Investigate and resolve customer complaints, lawsuits and arbitration proceedings
  • Act as key representative in meetings with clients regarding compliance policy as required
  • Assist with the annual review and update of compliance manuals to reflect polices
  • Other ad-hoc duties as required 
  • Compile data and prepare reports for management and the board 
  • Prepare and review all suspicious activity reports prior to submission to the authorities

Ideal candidate;

  • 3+ years of banking/financial Compliance experience 
  • Proficient knowledge of compliance regulations 
  • Excellent communication skills required 
  • Ability to apply principles of logical thinking to a wide range of intellectual and practical problems 
  • Strong computer skills

If this sounds like the opportunity you’ve been looking for then apply today!

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