Compliance Officer

Description

Our client is looking for an experienced Compliance Officer to join their team!

Duties include but are not limited to:

• Monitor all transactions and activity 
• Ensure statutory reporting requirements are met 
• Investigate and resolve customer complaints, lawsuits and arbitration proceedings
• Act as key representative in meetings with clients regarding compliance policy as required
• Assist with the annual review and update of compliance manuals to reflect polices
• Other ad-hoc duties as required 
• Compile data and prepare reports for management and the board 
• Prepare and review all suspicious activity reports prior to submission to the authorities

Ideal candidate:

• 5+ years of Compliance experience 
• Proficient knowledge of compliance regulations 
• ACAMS certification or equivalent 
• Excellent communication and leadership skills required 
• Ability to apply principles of logical thinking to a wide range of intellectual and practical problems 
• Strong computer skills

If this sounds like the opportunity you’ve been looking for, then apply today!